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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

ALAN RICHARD NADOLNA

Advisor at CETERA INVESTMENT ADVISERS LLC

Kenilworth, IL

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Search this name across graphsid dfx:ria:2918be97-89f0-df7b-91ad-e62e7381abd6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Nov 26, 1991
First registration: Nov 12, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1021266

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 2, 2025	n/a	yes	Kenilworth, IL	Current employment
HIGHPOINT PLANNING PARTNERS	Independent wealth	Nov 1, 2021	Nov 11, 2021	no	DOWNERS GROVE, IL\|KENILWORTH, IL	Previous registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Bd affiliated wealth	Oct 25, 2021	May 1, 2025	no	Kenilworth, IL\|ELMHURST, IL	Previous registration
HIGHPOINT ADVISOR GROUP, LLC	Former SEC adviser	May 18, 2018	Nov 19, 2021	no	Kenilworth, IL\|DOWNERS GROVE, IL	Previous registration
TSFG, LLC	Independent wealth	Sep 25, 2015	Mar 28, 2018	no	Kenilworth, IL\|LAKE FOREST, IL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 27, 2015	Aug 27, 2015	no	KENILWORTH, IL\|OAK BROOK, IL\|KENILWORTH, IL	Previous registration
CORRELL CO. INVESTMENT SERVICES CORP.	State registered	Nov 12, 2003	Aug 28, 2015	no	HICKORY HILLS, IL\|HICKORY HILLS, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	HIGHPOINT PLANNING PARTNERS	May 1, 2025	Nov 1, 2021	-1,277	Firm change after gap	Other
HIGHPOINT ADVISOR GROUP, LLC	LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Nov 19, 2021	Oct 25, 2021	-25	Firm change	RIA to ibd
HIGHPOINT PLANNING PARTNERS	CETERA INVESTMENT ADVISERS LLC	Nov 11, 2021	May 2, 2025	1,268	Firm change after gap	Other
TSFG, LLC	HIGHPOINT ADVISOR GROUP, LLC	Mar 28, 2018	May 18, 2018	51	Firm change	RIA to RIA
CORRELL CO. INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	Aug 28, 2015	Aug 27, 2015	-1	Firm change	Other
LPL FINANCIAL LLC	TSFG, LLC	Aug 27, 2015	Sep 25, 2015	29	Firm change	Other

Relationships

Registered with (7)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
May 2, 2025 to presentfactForm ADV
→ LASALLE ST. INVESTMENT ADVISORS, L.L.C.Registered adviserregistration: previous registration
Oct 25, 2021 to May 1, 2025factForm ADV
→ HIGHPOINT ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
May 18, 2018 to Nov 19, 2021factForm ADV
→ HIGHPOINT PLANNING PARTNERSRegistered adviserregistration: previous registration
Nov 1, 2021 to Nov 11, 2021factForm ADV
→ TSFG, LLCRegistered adviserregistration: previous registration
Sep 25, 2015 to Mar 28, 2018factForm ADV
→ CORRELL CO. INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 12, 2003 to Aug 28, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 27, 2015 to Aug 27, 2015factForm ADV

Dated events

Occurred
May 1, 2025
Advisor changed firm
Alan Richard Nadolna left Lasalle St. Investment Advisors, L.L.C. for Highpoint Planning Partners (registered 2021-11-01)
Form ADVobserved 5 days ago