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D•••• G••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

D•••• G••• Y••••

Advisor at T•• A•••••••• G••••

LAS VEGAS, NV | Rochester, NY

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Search this name across graphsid dfx:ria:46f5ce43-2dfc-d386-e2ae-6bd95a891d7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• G••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• G••••	Bd affiliated wealth	Jun 29, 2026	n/a	yes	Rochester, NY\|LAS VEGAS, NV	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	Jul 1, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	T•• A•••••••• G••••	Jul 1, 2026	Jun 29, 2026	-2	Firm change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:305585:NY:2026-07-01	Jul 1, 2026	Jun 29, 2026	ROCHESTER, NY	Firm change
12984:110518:NY:2017-12-04	Dec 4, 2017	Dec 1, 2017	ROCHESTER, NY	Firm change

Relationships

Registered with (4)

→ T•• A•••••••• G••••Registered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Jul 1, 2026factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 1, 2017 to Jun 14, 2024factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
D•••• G••• Y•••• left O•••• W•••••• I••• for T•• A•••••••• G•••• (registered 2026-06-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46f5ce43-2dfc-d386-e2ae-6bd95a891d7f
First observed: Nov 2, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.