DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
JACKSON, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | n/a | yes | JACKSON, MS | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Jul 28, 2004 | Feb 13, 2013 | no | JACKSON, MS|JACKSON, MS | Previous registration |
| UNION PLANTERS INVESTMENT ADVISORS, INC. | n/a | Apr 15, 2003 | Aug 5, 2004 | no | JACKSON, MS | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | May 9, 1996 | Mar 28, 2003 | no | JACKSON, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| UNION PLANTERS INVESTMENT ADVISORS, INC. | MORGAN KEEGAN & COMPANY, LLC | Aug 5, 2004 | Jul 28, 2004 | -8 | Bulk transfer | Other |
| PRUDENTIAL EQUITY GROUP, LLC | UNION PLANTERS INVESTMENT ADVISORS, INC. | Mar 28, 2003 | Apr 15, 2003 | 18 | Firm change | Other |