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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

NEIL JAY BLITZ

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Naples, FL

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Search this name across graphsid dfx:ria:46fa1e7f-7a5a-344a-624a-c4aa57b70101

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 22, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Feb 21, 1997
First registration: May 22, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 2854959

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 3, 2016	n/a	yes	Naples, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 23, 2013	Aug 25, 2015	no	NORTHPORT, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	May 9, 2013	no	HOLBROOK, NY\|RONKONKOMA, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 22, 2012	Oct 1, 2012	no	RONKONKOMA, NY\|HOLBROOK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Aug 25, 2015	Feb 3, 2016	162	Firm change	Other
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	May 9, 2013	May 23, 2013	14	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Feb 3, 2016 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 23, 2013 to Aug 25, 2015factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to May 9, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 22, 2012 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.