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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

ABERNATHY GROUP II LLC

CRD 152401

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46fae047-001b-f8ef-37bb-4cbfecf32ab0

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2012 to Mar 4, 2026
58 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.05 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $80.2MItem 5.F on the latest filing (2026-03-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $77.7M
Private client RAUM: $75.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $80.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 94
Individual clients: 14
High net worth clients: 19
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $80.2M
SEC number: 801-71255
CRD: 152401
Filings on the tape: 58
First filed: Mar 15, 2012
Latest filed: Mar 4, 2026
Organised: Limited Liability Company, DE
Website: abernathygroupfamilyoffice.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEVEN HOLT ABERNATHY	n/a	NEW YORK, NY	5	42	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ABERNATHY GROUP GROWTH FUND	Hedge Fund	$4.2M	Oct 15, 2024	86	Mar 15, 2012	reported	021-136872

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABERNATHY, STEVEN, HOLT	MANAGING MEMBER	E	yes	10/2009	Mar 15, 2012	Oct 15, 2024
COYLE, EDWARD, FRANCIS	CHIEF COMPLIANCE OFFICER	Na	yes	12/2009	Mar 15, 2012	Oct 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THE ABERNATHY GROUP GROWTH FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 4, 2026	$80.2M	$77.7M	4	1	0	1	n/a
2024	Feb 10, 2025	$67.1M	$65.4M	4	1	0	1	n/a
2023	Jan 25, 2024	$66.6M	$66.6M	3	1	1	1	$4.2M
2022	Jan 31, 2023	$71.1M	$71.1M	3	1	1	1	$4.3M
2021	Feb 1, 2022	$73.4M	$73.4M	3	1	1	1	$4.8M
2020	Mar 5, 2021	$64.2M	$64.2M	3	1	1	1	$7.3M
2019	Jan 13, 2020	$121M	$69.7M	3	1	1	1	$7.0M
2018	Feb 4, 2019	$64.5M	$64.5M	3	1	1	1	$7.0M
2017	Mar 30, 2018	$38.9M	$38.9M	3	1	1	1	$7.0M
2016	Mar 30, 2017	$46.9M	$46.9M	3	1	n/a	1	$9.7M
2015	Mar 30, 2016	$31.4M	$31.4M	3	1	n/a	1	$5.2M
2014	Mar 20, 2015	$50.1M	$50.1M	4	2	n/a	1	$9.8M
2013	Mar 25, 2014	$46.8M	$46.8M	5	2	n/a	1	$11.3M
2012	Mar 21, 2013	$85.0M	$25.0M	5	2	n/a	1	$16.0M
2011	Apr 30, 2012	$75.0M	$25.0M	n/a	n/a	n/a	1	$16.0M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$80.2M	$67.1M	19.5%	$71.1M	4.1%	4	4	0	0

Relationships

Advises (1)

→ ABERNATHY GROUP GROWTH FUNDPrivate fundHedge Fund, IA
Mar 15, 2012 to presentfactForm ADV

Registered with (2)

← STEVEN HOLT ABERNATHYAdvisorregistration: current employment
May 30, 2021 to presentfactForm ADV
← BRIAN DAVID LUSTERAdvisorregistration: previous registration
Apr 15, 2011 to Apr 1, 2016factForm ADV

Controls (2)

← COYLE, EDWARD, FRANCISOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 15, 2012 to Oct 15, 2024factForm ADV
← ABERNATHY, STEVEN, HOLTOwnerMANAGING MEMBER, ownership code E, individual
Mar 15, 2012 to Oct 15, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46fae047-001b-f8ef-37bb-4cbfecf32ab0
First observed: Mar 15, 2012
Last observed: Mar 4, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ABERNATHY GROUP II LLC

CRD 152401

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46fae047-001b-f8ef-37bb-4cbfecf32ab0

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEVEN HOLT ABERNATHY

n/a

NEW YORK, NY

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ABERNATHY GROUP GROWTH FUND

Hedge Fund

$4.2M

Oct 15, 2024

Mar 15, 2012

reported

021-136872

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABERNATHY, STEVEN, HOLT

MANAGING MEMBER

yes

10/2009

Mar 15, 2012

Oct 15, 2024

COYLE, EDWARD, FRANCIS

CHIEF COMPLIANCE OFFICER

yes

12/2009

Mar 15, 2012

Oct 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THE ABERNATHY GROUP GROWTH FUND GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 4, 2026

$80.2M

$77.7M

n/a

2024

Feb 10, 2025

$67.1M

$65.4M

n/a

2023

Jan 25, 2024

$66.6M

$4.2M

2022

Jan 31, 2023

$71.1M

$4.3M

2021

Feb 1, 2022

$73.4M

$4.8M

2020

Mar 5, 2021

$64.2M

$7.3M

2019

Jan 13, 2020

$121M

$69.7M

$7.0M

2018

Feb 4, 2019

$64.5M

$7.0M

2017

Mar 30, 2018

$38.9M

$7.0M

2016

Mar 30, 2017

$46.9M

n/a

$9.7M

2015

Mar 30, 2016

$31.4M

n/a

$5.2M

2014

Mar 20, 2015

$50.1M

n/a

$9.8M

2013

Mar 25, 2014

$46.8M

n/a

$11.3M

2012

Mar 21, 2013

$85.0M

$25.0M

n/a

$16.0M

2011

Apr 30, 2012

$75.0M

$25.0M

n/a

$16.0M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$80.2M

$67.1M

19.5%

$71.1M

4.1%