DFX Intelligence

J•••• W••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

J•••• W••• N•••••

Advisor at K••••••• F•••••••• G••••• L••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:46fd9ca7-0d0c-cf5c-b38a-b5262785d11d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• F•••••••• G••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	LEXINGTON, KY	Current employment
E••••• J••••	National bd RIA	Mar 5, 2019	Feb 20, 2024	no	Lexington, KY\|ST LOUIS, MO\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	K••••••• F•••••••• G••••• L••	Feb 20, 2024	Jan 1, 2025	316	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ K••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 5, 2019 to Feb 20, 2024factForm ADV

Dated events

Occurred
Feb 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46fd9ca7-0d0c-cf5c-b38a-b5262785d11d
First observed: Mar 5, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.