DFX Intelligence

Data Factory

S••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••• C••••••

S••••• C•••••• SERVICES, LLC, CRD 161723

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4715472c-2b0b-53ed-0927-2e895af399fb

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 4
On other graphs: 2
Observed: Feb 15, 2012 to Mar 30, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••• C••••••

Private equity manager · shared crd

Venture Capitalidentity

S••••• C••••••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $659MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $659M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• V••••••• I•• L•••	Venture Capital Fund	$103M	Nov 20, 2024	46	Mar 29, 2016	reported	021-222134
S••••• V••••••• G••••••••• L••	Venture Capital Fund	$28.6M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Q••••••••• D••••• P•••	MANAGING DIRECTOR	D	yes	06/2000	Feb 15, 2012	Nov 20, 2024
S•••••• K••••••• B•••••	MANAGING DIRECTOR	D	yes	06/2000	Feb 15, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••• E••••• F•••• L••	n/a	n/a	n/a	N	yes	n/a
S••••• A••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$659M	$420M	57.0%	$262M	36.0%	5	3	0	0

Relationships

Advises (23)

→ C••••• E••••• F•••• L•••Private fundVenture Capital Fund, IA
Mar 26, 2018 to presentfactForm ADV
→ S••••• C•••••• V•• L•••Private fundVenture Capital Fund, IA
Feb 15, 2012 to presentfactForm ADV
→ L•• E•••••••• F•••• L••Private fundVenture Capital Fund, IA
Mar 28, 2023 to presentfactForm ADV
→ S••••• C•••••• E•••••• L•••

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
S••••• C•••••• reported RAUM $659.3M, up 57% from $419.9M (2025-03-28 to 2026-03-30)
Form ADVobserved 7 days ago
$239M
Occurred
Mar 28, 2025
Regulatory AUM changed
S••••• C•••••• reported RAUM $419.9M, up 92% from $218.5M (2024-11-20 to 2025-03-28)
Form ADVobserved 7 days ago
$201M
Occurred
Mar 29, 2022
Regulatory AUM changed
S••••• C•••••• reported RAUM $189.7M, down 65% from $542.9M (2021-03-26 to 2022-03-29)
Form ADVobserved 7 days ago
$-353M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4715472c-2b0b-53ed-0927-2e895af399fb
First observed: Feb 15, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.