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C•••••••• C• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

C•••••••• C• L•••••

Advisor at B••••• W••••• C••••••••• I•••

ROANOKE, VA

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Search this name across graphsid dfx:ria:471e8399-a81e-f033-8fd3-08fef9cc6b92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W••••• C••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W••••• C••••••••• I•••	Independent wealth	May 31, 2012	n/a	yes	ROANOKE, VA	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Dec 17, 2009	Sep 5, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	B••••• W••••• C••••••••• I•••	Sep 5, 2012	May 31, 2012	-97	Firm change after gap	Other
U•• F•••••••• S••••••• I•••	N••• F•••••••• G••••• I•••	Dec 21, 2009

Relationships

Registered with (3)

→ B••••• W••••• C••••••••• I•••Registered adviserregistration: current employment
May 31, 2012 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Dec 17, 2009 to Sep 5, 2012factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 14, 2007 to Dec 21, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:471e8399-a81e-f033-8fd3-08fef9cc6b92
First observed: Sep 14, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.