DFX Intelligence

A••••• R••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

A••••• R••• S••••••••

Advisor at M••••••• W••••• A•••••••

LOUISVILLE, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• W••••• A•••••••	Independent wealth	May 1, 2024	n/a	yes	LOUISVILLE, KY	Current employment
E••••• J••••	National bd RIA	Nov 9, 2021	May 1, 2024	no	JEFFERSONVILLE, IN\|Louisville, KY\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	M••••••• W••••• A•••••••	May 1, 2024	May 1, 2024	0	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ M••••••• W••••• A•••••••Registered adviserregistration: current employment
May 1, 2024 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 9, 2021 to May 1, 2024factForm ADV

Dated events

Order

Occurred
1 May 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 9, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.