DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
ST. SIMONS ISLAND, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Nov 13, 2024 | n/a | yes | ST. SIMONS ISLAND, GA | Current employment |
| I•• A•••••••• L•• | Independent wealth | Apr 11, 2017 | Nov 14, 2024 | no | St. Simons Island, GA|ATLANTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I•• A•••••••• L•• | C••••• I••••••••• A••••••• L•• | Nov 14, 2024 | Nov 13, 2024 | -1 | Firm change | RIA to ibd |
| T••••• A••••••• S•••••••• I••• | I•• A•••••••• L•• | Apr 10, 2017 | Apr 11, 2017 |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 20, 2016 | Apr 10, 2017 | no | ST. SIMONS, GA|BRUNSWICK, GA|BRUNSWICK, GA|BRUNSWICK, GA|JESUP, GA|ST. SIMONS ISLAND, GA | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Mar 31, 2014 | Dec 31, 2016 | no | SAINT SIMONS ISLAND, GA|BRUNSWICK, GA|BRUNSWICK, GA|BRUNSWICK, GA|JESUP, GA|SAINT SIMONS ISLAND, GA|SAVANNAH, GA | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | May 6, 2009 | Mar 31, 2014 | no | ST. SIMONS LSLAND, GA | Previous registration |
| F•••• L••••• S••••••••• L•• | n/a | Aug 30, 2007 | Jan 29, 2009 | no | ST. SIMONS ISLAND, GA|BLAIRSVILLE, GA|BRUNSWICK, GA|SAVANNAH, GA | Previous registration |
| C••• F•••••••• A••••••• | Former SEC adviser | Jan 29, 2007 | Aug 24, 2007 | no | ST. SIMONS ISLAND, GA|BRUNSWICK, GA | Previous registration |
| J••••• M••••••••• S•••• L•• | Bd affiliated wealth | Dec 14, 2005 | Jan 30, 2007 | no | ATLANTA, GA | Previous registration |
| S••••• A••• A•••• M••••••••• I••• | Former SEC adviser | Mar 15, 2005 | Dec 19, 2005 | no | BIRMINGHAM, AL | Previous registration |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Jan 22, 2003 | Jun 20, 2003 | no | ALBANY, GA | Previous registration |
| 1 |
| Firm change |
| Other |
| S••••••• I••••••••• S•••••••• I••• | T••••• A••••••• S•••••••• I••• | Dec 31, 2016 | Sep 20, 2016 | -102 | Bulk transfer | Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S••••••• I••••••••• S•••••••• I••• | Mar 31, 2014 | Mar 31, 2014 | 0 | Firm change | Other |
| F•••• L••••• S••••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 29, 2009 | May 6, 2009 | 97 | Firm change | Other |
| C••• F•••••••• A••••••• | F•••• L••••• S••••••••• L•• | Aug 24, 2007 | Aug 30, 2007 | 6 | Firm change | Other |
| J••••• M••••••••• S•••• L•• | C••• F•••••••• A••••••• | Jan 30, 2007 | Jan 29, 2007 | -1 | Firm change | Other |
| S••••• A••• A•••• M••••••••• I••• | J••••• M••••••••• S•••• L•• | Dec 19, 2005 | Dec 14, 2005 | -5 | Firm change | Other |
| M••••• K••••• • C••••••• L•• | S••••• A••• A•••• M••••••••• I••• | Jun 20, 2003 | Mar 15, 2005 | 634 | Firm change after gap | Other |