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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

LION EQUITY INVESTMENT ADVISORS, LLC

CRD 283404

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47375b2d-34a7-20ee-4e30-df5b25f048c9

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 3
Observed: Jun 9, 2023 to Mar 11, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Lion Equity Investment Advisors, LLC

Venture manager · shared crd

Independent Sponsorsidentity

Lion Equity Investment Advisors, LLC

Capital provider to sponsors · shared crd

Private Equityidentity

Lion Equity Investment Advisors, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $173MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $173M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 3Schedule D 7.B(1)
SEC number: 801-128308
CRD: 283404
Filings on the tape: 6
First filed: Jun 9, 2023
Latest filed: Mar 11, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LION EQUITY HOLDINGS II, LLC	Private Equity Fund	$114M	Aug 30, 2024	58	Mar 29, 2019	reported	021-271042
LION EQUITY FUND III, LP	Private Equity Fund	$78.7M	Aug 30, 2024	43	Mar 30, 2023	reported	021-466130
LION FUND III-B, LP	Private Equity Fund	$29.2M	Aug 30, 2024	2	Mar 27, 2024	reported	021-495693
LION EQUITY HOLDINGS, LLC	Private Equity Fund	$437,658	Aug 30, 2024	56	Mar 29, 2019	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEVITAS, E, JAMES	MANAGER AND MEMBER	D	yes	04/2007	Jun 9, 2023	Aug 30, 2024
LEVITAS, E, JAMES	CO-FOUNDER AND PARTNER	Na	yes	04/2007	Jun 9, 2023	Aug 30, 2024
LION EQUITY PARTNERS, LLC	SOLE MEMBER AND MANAGER	E	yes	04/2007	Jun 9, 2023	Aug 30, 2024
SILVERMAN, ARI, J.	MANAGER AND MEMBER	D	yes	04/2007	Jun 9, 2023	Aug 30, 2024
SILVERMAN, ARI, J.	CHIEF COMPLIANCE OFFICER, CO-FOUNDER AND PARTNER	Na	yes	04/2007	Jun 9, 2023	Aug 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LION EQUITY MANAGEMENT II, LLC	n/a	n/a	n/a	N	yes	n/a
LION EQUITY MANAGEMENT III, LLC	n/a	n/a	n/a	N	yes	n/a
LION EQUITY MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 11, 2026	$173M	$173M	12	12	3	n/a
2024	Mar 17, 2025	$200M	$200M	11	11	3	n/a
2023	Mar 27, 2024	$218M	$218M	9	9	4	$222M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$173M	$200M	-13.2%	n/a	n/a	12	11	0	0

Relationships

Advises (4)

→ LION EQUITY HOLDINGS II, LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ LION FUND III-B, LPPrivate fundPrivate Equity Fund, IA
Mar 27, 2024 to presentfactForm ADV
→ LION EQUITY HOLDINGS, LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ LION EQUITY FUND III, LPPrivate fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV

Controls (3)

← LEVITAS, E, JAMESOwnerMANAGER AND MEMBER, ownership code D, individual
Jun 9, 2023 to Aug 30, 2024factForm ADV
← SILVERMAN, ARI, J.OwnerMANAGER AND MEMBER, ownership code D, individual
Jun 9, 2023 to Aug 30, 2024factForm ADV
← LION EQUITY PARTNERS, LLCOwnerSOLE MEMBER AND MANAGER, ownership code E, domestic entity
Jun 9, 2023 to Aug 30, 2024factForm ADV

Dated events

Occurred
Jun 9, 2023
First Form ADV filing
Lion Equity Investment Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47375b2d-34a7-20ee-4e30-df5b25f048c9
First observed: Jun 9, 2023
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LION EQUITY INVESTMENT ADVISORS, LLC

CRD 283404

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47375b2d-34a7-20ee-4e30-df5b25f048c9

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:58 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LION EQUITY HOLDINGS II, LLC

Private Equity Fund

$114M

Aug 30, 2024

Mar 29, 2019

reported

021-271042

LION EQUITY FUND III, LP

Private Equity Fund

$78.7M

Aug 30, 2024

Mar 30, 2023

reported

021-466130

LION FUND III-B, LP

Private Equity Fund

$29.2M

Aug 30, 2024

Mar 27, 2024

reported

021-495693

LION EQUITY HOLDINGS, LLC

Private Equity Fund

$437,658

Aug 30, 2024

Mar 29, 2019

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEVITAS, E, JAMES

MANAGER AND MEMBER

yes

04/2007

Jun 9, 2023

Aug 30, 2024

LEVITAS, E, JAMES

CO-FOUNDER AND PARTNER

yes

04/2007

Jun 9, 2023

Aug 30, 2024

LION EQUITY PARTNERS, LLC

SOLE MEMBER AND MANAGER

yes

04/2007

Jun 9, 2023

Aug 30, 2024

SILVERMAN, ARI, J.

MANAGER AND MEMBER

yes

04/2007

Jun 9, 2023

Aug 30, 2024

SILVERMAN, ARI, J.

CHIEF COMPLIANCE OFFICER, CO-FOUNDER AND PARTNER

yes

04/2007

Jun 9, 2023

Aug 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LION EQUITY MANAGEMENT II, LLC

n/a

yes

n/a

LION EQUITY MANAGEMENT III, LLC

n/a

yes

n/a

LION EQUITY MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$173M

n/a

2024

Mar 17, 2025

$200M

n/a

2023

Mar 27, 2024

$218M

$222M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$173M

$200M

-13.2%

n/a