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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Florence, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 27, 2023 | n/a | yes | Florence, AL | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | Jan 27, 2023 | no | FLORENCE, AL|DECATUR, AL | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Apr 23, 2008 | Feb 13, 2013 | no | DECATUR, AL|FLORENCE, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 27, 2023 | Jan 27, 2023 | 0 | Firm change | Ibd to ibd |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:149018:AL:2023-01-27 | Jan 27, 2023 | Jan 27, 2023 | DECATUR, AL | Firm change |