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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

PLATINUM CAPITAL MANAGEMENT (USA) LLC

CRD 139979

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4738ad36-66a4-4bc2-c68c-7f383e2a6ce3

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2012 to Mar 29, 2016
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $80.0MItem 5.F on the latest filing (2016-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $80.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 1
SEC number: 801-66493
CRD: 139979
Filings on the tape: 7
First filed: Apr 3, 2012
Latest filed: Mar 29, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PLATINUM ALL STAR FUND LP	Other Private Fund	$0	Mar 28, 2014	0	Apr 3, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SPRECHER, PETER	PRESIDENT AND CHIEF COMPLIANCE OFFICER	D	yes	03/2006	Apr 3, 2012	Mar 29, 2016
DAVID A. SPRECHER 2006 TRUST	Owner	C	no	03/2006	Apr 3, 2012	Mar 29, 2016
THEA N. SPRECHER 2006 TRUST	Owner	C	no	03/2006	Apr 3, 2012	Mar 29, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PLATINUM CAPITAL MANAGEMENT LIMITED	n/a	n/a	n/a	Y	yes	n/a
PLATINUM TRADING MANAGEMENT LIMITED	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$80.0M	$80.0M	2	2	n/a	n/a	n/a
2014	Mar 30, 2015	$200M	$200M	2	2	n/a	n/a	n/a
2013	Mar 28, 2014	$280M	$280M	2	2	n/a	1	$0
2012	Apr 1, 2013	$204M	$204M	2	2	n/a	1	$0
2011	Apr 3, 2012	$244M	$244M	n/a	n/a	n/a	1	$0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$80.0M	$200M	-60.0%	$204M	-26.8%	2	2	n/a	n/a

Relationships

Controls (1)

← SPRECHER, PETEROwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Apr 3, 2012 to presentfactForm ADV

Owns (2)

← DAVID A. SPRECHER 2006 TRUSTOwnerOWNER, ownership code C, domestic entity
Apr 3, 2012 to presentfactForm ADV
← THEA N. SPRECHER 2006 TRUSTOwnerOWNER, ownership code C, domestic entity
Apr 3, 2012 to presentfactForm ADV

Advises (1)

→ PLATINUM ALL STAR FUND LPPrivate fundOther Private Fund, IA, no longer reported
Apr 3, 2012 to Mar 28, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4738ad36-66a4-4bc2-c68c-7f383e2a6ce3
First observed: Apr 3, 2012
Last observed: Mar 29, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PLATINUM CAPITAL MANAGEMENT (USA) LLC

CRD 139979

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4738ad36-66a4-4bc2-c68c-7f383e2a6ce3

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PLATINUM ALL STAR FUND LP

Other Private Fund

Mar 28, 2014

Apr 3, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SPRECHER, PETER

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

03/2006

Apr 3, 2012

Mar 29, 2016

DAVID A. SPRECHER 2006 TRUST

Owner

03/2006

Apr 3, 2012

Mar 29, 2016

THEA N. SPRECHER 2006 TRUST

Owner

03/2006

Apr 3, 2012

Mar 29, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PLATINUM CAPITAL MANAGEMENT LIMITED

n/a

yes

n/a

PLATINUM TRADING MANAGEMENT LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$80.0M

n/a

2014

Mar 30, 2015

$200M

n/a

2013

Mar 28, 2014

$280M

n/a

2012

Apr 1, 2013

$204M

n/a

2011

Apr 3, 2012

$244M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$80.0M

$200M

-60.0%

$204M

-26.8%

n/a