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Advisor at MISSIONSQUARE RETIREMENT
LOMITA, CA | WASHINGTON, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MISSIONSQUARE RETIREMENT | Bd affiliated wealth | Dec 19, 2025 | n/a | yes | LOMITA, CA|WASHINGTON, DC | Current employment |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Bd affiliated wealth | Jul 10, 2024 | Aug 8, 2025 | no | Lomita, CA | Previous registration |
| MISSIONSQUARE RETIREMENT | Bd affiliated wealth | Aug 26, 2015 | Mar 23, 2023 | no | TORRANCE, CA|WASHINGTON, DC|LOMITA, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Dec 3, 2010 | Aug 14, 2015 | no | TORRANCE, CA|Pasadena, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 9, 2005 | Nov 12, 2010 | no | BEVERLY HILLS, CA|BERVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T. ROWE PRICE ADVISORY SERVICES, INC. | MISSIONSQUARE RETIREMENT | Aug 8, 2025 | Dec 19, 2025 | 133 | Firm change | Ibd to ibd |
| MISSIONSQUARE RETIREMENT | T. ROWE PRICE ADVISORY SERVICES, INC. | Mar 23, 2023 | Jul 10, 2024 | 475 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | MISSIONSQUARE RETIREMENT | Aug 14, 2015 | Aug 26, 2015 | 12 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | MML INVESTORS SERVICES, LLC | Nov 12, 2010 | Dec 3, 2010 | 21 | Firm change | Other |