DFX Intelligence

C••••• N••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor17 years in industry

C••••• N••••••• S••••••

Advisor at A•••••• W••••• M••••••••• L••

Rockville, MD | MOUNT PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:474abd48-8ef2-34a2-5f33-6af0b8d0b488

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Nov 1, 2024	n/a	yes	MOUNT PLEASANT, SC\|Rockville, MD	Current employment
B••••••••• W••••• M•••••••••	Former SEC adviser	Jun 28, 2022	Dec 10, 2024	no	ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• M•••••••••	A•••••• W••••• M••••••••• L••	Dec 10, 2024	Nov 1, 2024	-39	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
286177:291902:MD:2024-12-10	Dec 10, 2024	Nov 1, 2024	ROCKVILLE, MD	Firm change after gap

Relationships

Registered with (2)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ B••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 28, 2022 to Dec 10, 2024factForm ADV

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
C••••• N••••••• S•••••• left B••••••••• W••••• M••••••••• for A•••••• W••••• M••••••••• L•• (registered 2024-11-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:474abd48-8ef2-34a2-5f33-6af0b8d0b488
First observed: Jun 28, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.