DFX Intelligence

Data Factory

RIA / WealthPrivate fundhedge fund3(c)(7)master funddropped

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

advised by D. E. SHAW & CO., L.P.

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4750c242-1191-5b72-2d75-cba96f3721fb

Data as of Nov 9, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2013 to Nov 9, 2018
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: D. E. SHAW & CO., L.P.CRD 108679
Fund type: Hedge Fund
Latest reported GAV: $268,208gross asset value on Schedule D 7.B(1), as of 2018-11-09; never fund size
Peak reported GAV: $396M
Beneficial owners: 0
Minimum investment: $1.0M
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Form D file number: 021-184820an SEC offering identifier; the Form D vehicle on the venture or private equity graph is linked above when the identity layer has it
Organised in: Delaware, United States
First reported: Jan 31, 2013
Last reported: Nov 9, 2018fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 24
Fund id: 805-5881185746

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Nov 9, 2018	$268,208	0	$1.0M	0.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
May 30, 2018	$268,208	0	$1.0M	0.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Mar 30, 2018	$268,208	0	$1.0M	0.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
May 5, 2017	$70.3M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Mar 31, 2017	$70.3M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Jan 17, 2017	$292M	33	$1.0M	2300.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Mar 30, 2016	$292M	33	$1.0M	2300.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Oct 8, 2015	$396M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Aug 17, 2015	$396M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
May 1, 2015	$396M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Mar 31, 2015	$396M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Feb 20, 2015	$293M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Jan 23, 2015	$293M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Oct 10, 2014	$293M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Aug 12, 2014	$293M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
May 8, 2014	$293M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Mar 31, 2014	$293M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Nov 18, 2013	$90.0M	24	$1.0M	4700.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Sep 23, 2013	$90.0M	24	$1.0M	4700.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Aug 26, 2013	$90.0M	24	$1.0M	4700.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
May 20, 2013	$90.0M	24	$1.0M	4700.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Apr 29, 2013	$90.0M	24	$1.0M	4700.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Apr 1, 2013	$90.0M	24	$1.0M	4700.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.
Jan 31, 2013	$136M	33	$1.0M	2400.0%	yes	D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
HSBC BANK USA, N.A.	HSBC BANK USA, N.A.	NEW YORK	New York	United States	no	n/a

Relationships

Advises (1)

← D. E. SHAW & CO., L.P.Registered adviserHedge Fund, IA, no longer reported
Jan 31, 2013 to Nov 9, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4750c242-1191-5b72-2d75-cba96f3721fb
First observed: Jan 31, 2013
Last observed: Nov 9, 2018 95 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

advised by D. E. SHAW & CO., L.P.

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4750c242-1191-5b72-2d75-cba96f3721fb

Data as of Nov 9, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Nov 9, 2018

$268,208

$1.0M

0.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

May 30, 2018

$268,208

$1.0M

0.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Mar 30, 2018

$268,208

$1.0M

0.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

May 5, 2017

$70.3M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Mar 31, 2017

$70.3M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Jan 17, 2017

$292M

$1.0M

2300.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Mar 30, 2016

$292M

$1.0M

2300.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Oct 8, 2015

$396M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Aug 17, 2015

$396M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

May 1, 2015

$396M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Mar 31, 2015

$396M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Feb 20, 2015

$293M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Jan 23, 2015

$293M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Oct 10, 2014

$293M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Aug 12, 2014

$293M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

May 8, 2014

$293M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Mar 31, 2014

$293M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Nov 18, 2013

$90.0M

$1.0M

4700.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Sep 23, 2013

$90.0M

$1.0M

4700.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Aug 26, 2013

$90.0M

$1.0M

4700.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

May 20, 2013

$90.0M

$1.0M

4700.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Apr 29, 2013

$90.0M

$1.0M

4700.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Apr 1, 2013

$90.0M

$1.0M

4700.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Jan 31, 2013

$136M

$1.0M

2400.0%

yes

D. E. SHAW ALKALI PORTFOLIOS, L.L.C.

Custodian

Legal name

City

State

Country

Related person

SEC number

HSBC BANK USA, N.A.

NEW YORK

New York

United States

n/a