DFX Intelligence

R•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)12 years in industry

R•••• H••••••

Advisor at M••••• S••••••

Boca Raton, FL

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Search this name across graphsid dfx:ria:475d5630-3285-4194-bcba-a53071e8b389

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 29, 2025	n/a	yes	Boca Raton, FL	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	Sep 16, 2025	no	BOCA RATON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	M••••• S••••••	Sep 16, 2025	Sep 29, 2025	13	Firm change	Ibd to wirehouse
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 29, 2025 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Sep 16, 2025factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2023 to Jun 14, 2024factForm ADV

Dated events

Occurred
Sep 16, 2025
Advisor changed firm
R•••• H•••••• left O•••• W•••••• I••• for M••••• S•••••• (registered 2025-09-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:475d5630-3285-4194-bcba-a53071e8b389
First observed: Sep 27, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.