DFX Intelligence

P•••• A•• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

P•••• A•• M•••••

Advisor at A••••••• I••••••••• A•••••••• L••

Ferndale, WA | NEEDHAM, MA

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Search this name across graphsid dfx:ria:47606496-6200-742b-97e5-4a32481f8438

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 25, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• A•••••••• L••	Institutional manager	Apr 22, 2026	n/a	yes	NEEDHAM, MA\|Ferndale, WA	Current employment
A••••••••• I•••	Bd affiliated wealth	May 21, 2025	Oct 8, 2025	no	CONCORD, CA\|Ferndale, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• I•••	A••••••• I••••••••• A•••••••• L••	Oct 8, 2025	Apr 22, 2026	196	Firm change	Other
O••••••••• S••••••••• I•••	A••••••••• I•••	Dec 31, 2024	May 21, 2025

Relationships

Registered with (4)

→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ A••••••••• I•••Registered adviserregistration: previous registration
May 21, 2025 to Oct 8, 2025factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 17, 2023 to Dec 31, 2024factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Oct 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47606496-6200-742b-97e5-4a32481f8438
First observed: Oct 24, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.