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A••• G••••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

A••• G••••••• D••••••••

Advisor at W••••••• C••••••

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4761bb1d-5282-854a-9acb-5deaf9146313

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• C••••••	Independent wealth	Aug 3, 2021	n/a	yes	AUSTIN, TX	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Oct 16, 2017	Aug 3, 2021	no	AUSTIN, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	W••••••• C••••••	Aug 3, 2021	Aug 3, 2021	0	Firm change	Ibd to RIA
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	O•••• W•••••• I•••	Oct 18, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:133705:TX:2021-08-03	Aug 3, 2021	Aug 3, 2021	AUSTIN, TX	Firm change
29604:23131:TX:2017-10-18	Oct 18, 2017	Oct 16, 2017	AUSTIN, TX	Firm change

Relationships

Registered with (3)

→ W••••••• C••••••Registered adviserregistration: current employment
Aug 3, 2021 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Oct 16, 2017 to Aug 3, 2021factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Aug 11, 2014 to Oct 18, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4761bb1d-5282-854a-9acb-5deaf9146313
First observed: Aug 11, 2014
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.