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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | DOTHAN, AL | MADISON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 2, 2021 | n/a | yes | PLYMOUTH, MN|DOTHAN, AL|MADISON, WI | Current employment |
| SVA WEALTH MANAGEMENT, LLC | Former SEC adviser | Apr 8, 2019 | Jan 13, 2021 | no | MADISON, WI | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | May 30, 2017 | May 31, 2018 | no | MADISON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SVA WEALTH MANAGEMENT, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Jan 13, 2021 | Jan 2, 2021 | -11 | Firm change | RIA to ibd |
| CUNA BROKERAGE SERVICES, INC. | SVA WEALTH MANAGEMENT, LLC | May 31, 2018 | Apr 8, 2019 | 312 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 159216:116407:WI:2021-01-13 | Jan 13, 2021 | Jan 2, 2021 | MADISON, WI | Firm change |