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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)35 years in industry

ROSS ANTONIO DELUCA

Advisor at OSAIC INSTITUTIONS, INC.

BRIDGEWATER, MA | WEST BRIDGEWATER, MA

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Search this name across graphsid dfx:ria:4769a0e6-6065-b66f-6c67-1aba9db04a8e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66|S63
First exam: Jan 9, 1991
First registration: Mar 2, 2007
Dual registered: yes, broker-dealer
Other names: ROOSEVELT DELUCA|ROSS A DELUCA
IAPD individual key: 2104447

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 7, 2022	n/a	yes	BRIDGEWATER, MA\|WEST BRIDGEWATER, MA	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 31, 2021	Jul 7, 2022	no	TAUNTON, MA\|WELLESLEY, MA\|BRIDGEWATER, MA	Previous registration
USADVISORS WEALTH MANAGEMENT, LLC	Independent wealth	Jan 30, 2017	Mar 30, 2021	no	Bridgewater, MA	Previous registration
USADVISORS WEALTH MANAGEMENT, LLC	Independent wealth	Jan 22, 2013	Jun 1, 2016	no	BRIDGEWATER, MA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Aug 10, 2009	Jan 24, 2017	no	BRIDGEWATER, MA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Apr 25, 2008	Jul 23, 2009	no	BRIDGEWATER, MA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 2, 2007	Oct 16, 2007	no	PROVIDENCE, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	OSAIC INSTITUTIONS, INC.	Jul 7, 2022	Jul 7, 2022	0	Firm change	Ibd to ibd
USADVISORS WEALTH MANAGEMENT, LLC	EQUITABLE ADVISORS, LLC	Mar 30, 2021	Mar 31, 2021	1	Firm change	RIA to ibd
SECURITIES AMERICA ADVISORS, INC.	USADVISORS WEALTH MANAGEMENT, LLC	Jan 24, 2017	Jan 22, 2013	-1,463	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	SECURITIES AMERICA ADVISORS, INC.	Jul 23, 2009	Aug 10, 2009	18	Firm change	Other
UBS FINANCIAL SERVICES INC.	CETERA ADVISOR NETWORKS LLC	Oct 16, 2007	Apr 25, 2008	192	Firm change	Other

Relationships

Registered with (6)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Jul 7, 2022 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 31, 2021 to Jul 7, 2022factForm ADV
→ USADVISORS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 30, 2017 to Mar 30, 2021factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Aug 10, 2009 to Jan 24, 2017factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Apr 25, 2008 to Jul 23, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 2, 2007 to Oct 16, 2007factForm ADV

Dated events

Occurred
Jul 7, 2022
Advisor changed firm
Ross Antonio Deluca left Equitable Advisors, Llc for Osaic Institutions, Inc. (registered 2022-07-07)
Form ADVobserved 6 days ago