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Reading the graph
Advisor at CAPTRUST
Wichita, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Aug 19, 2022 | n/a | yes | Wichita, KS | Current employment |
| FRONTIER WEALTH MANAGEMENT, LLC | Former SEC adviser | Apr 3, 2015 | Oct 21, 2022 | no | WICHITA, KS|LEAWOOD, KS | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 12, 1999 | Apr 22, 2015 | no | WICHITA, KS|WICHITA, KS|WICHITA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FRONTIER WEALTH MANAGEMENT, LLC | Captrust | Oct 21, 2022 | Aug 19, 2022 | -63 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | FRONTIER WEALTH MANAGEMENT, LLC | Apr 22, 2015 | Apr 3, 2015 | -19 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144344:175112:KS:2022-10-21 | Oct 21, 2022 | Aug 19, 2022 | LEAWOOD, KS | Firm change after gap |
| 8174:144344:KS:2015-04-22 | Apr 22, 2015 | Apr 3, 2015 | WICHITA, KS | Firm change |