This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$135MItem 5.F on the latest filing (2026-02-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$135M

Private client RAUM

$135MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$45.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

315

Individual clients

111

High net worth clients

47

SEC number

801-79944

CRD

125537

Filings on the tape

16

First filed

Jun 13, 2014

Latest filed

Feb 16, 2026

Organised

Sole Proprietorship, NY

• Occurred

  Jun 13, 2014
  First Form ADV filing

  John Trotta, Cpa filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4770e935-c96d-0e72-1b0c-220df9abb41f

First observed

Jun 13, 2014

Last observed

Feb 16, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.