This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.38 fund_share=0.09 institutional_share=0.01 related_bd=true related_bank=false bd_reps=0.0

Regulatory AUM

$1.8BItem 5.F on the latest filing (2026-09-01); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.5B

Private client RAUM

$666MderivedItem 5.D individuals plus high net worth individuals

Private client share

38%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

20

Advisory employees

7

Offices

0Schedule D 1.F, beyond the principal office

Accounts

5,833

Individual clients

537

High net worth clients

222

SEC number

801-131626

CIK

1688774

CRD

332720

Filings on the tape

5

First filed

Nov 14, 2024

Latest filed

Sep 1, 2026

Organised

Corporation

Website

gfiic.com

• Occurred

  Nov 14, 2024
  First Form ADV filing

  Gfi Investment Counsel filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4787e128-3f95-9dba-546c-8caaa31e53d1

First observed

Nov 14, 2024

Last observed

Sep 1, 2026 19 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.