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Advisor at LPL FINANCIAL LLC
FRESNO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 20, 2020 | n/a | yes | FRESNO, CA | Current employment |
| EDWARD JONES | National bd RIA | Jul 29, 2013 | Oct 21, 2020 | no | ST LOUIS, MO|CLOVIS, CA | Previous registration |
| EDWARD JONES | National bd RIA | Sep 6, 2011 | Dec 12, 2012 | no | ST LOUIS, MO|CLOVIS, CA|CLOVIS, CA|CLOVIS, CA|CLOVIS, CA|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | LPL FINANCIAL LLC | Oct 21, 2020 | Oct 20, 2020 | -1 | Firm change | Ibd to ibd |