DFX Intelligence

M••• S••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

M••• S••••• O••••••

Advisor at C•••••• M••••••••• F•••••••• A•••••••

AUSTIN, TX

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Search this name across graphsid dfx:ria:479a21a0-321c-00c2-15d4-741d36b424f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• M••••••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 24, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• M••••••••• F•••••••• A•••••••	Independent wealth	Jun 13, 2006	n/a	yes	AUSTIN, TX	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Mar 4, 2003	May 8, 2006	no	LOS ANGELES, CA\|Los Angeles, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	C•••••• M••••••••• F•••••••• A•••••••	May 8, 2006	Jun 13, 2006	36	Firm change	Other

Relationships

Registered with (2)

→ C•••••• M••••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 13, 2006 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 4, 2003 to May 8, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:479a21a0-321c-00c2-15d4-741d36b424f7
First observed: Mar 4, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.