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K•••• P••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

K•••• P••• F••••

Advisor at M••••• S••••••

Falmouth, MA | Boston, MA

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Search this name across graphsid dfx:ria:47a0ae3b-34e0-9647-2032-2453d6de0f5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 21, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 1, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jun 21, 2019	n/a	yes	Boston, MA\|Falmouth, MA	Current employment
W••••••••• T•••• A•••••••	Independent wealth	Apr 21, 1998	Jun 22, 2019	no	WELLESLEY, MA\|WELLESLEY, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• T•••• A•••••••	M••••• S••••••	Jun 22, 2019	Jun 21, 2019	-1	Firm change	RIA to wirehouse

Team moves

••• Locked

Team	Left	Joined	From	Kind
110407:149777:MA:2019-06-22	Jun 22, 2019	Jun 21, 2019	WELLESLEY, MA	Firm change

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Jun 21, 2019 to presentfactForm ADV
→ W••••••••• T•••• A•••••••Registered adviserregistration: previous registration
Apr 21, 1998 to Jun 22, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47a0ae3b-34e0-9647-2032-2453d6de0f5d
First observed: Apr 21, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.