DFX Intelligence

T••••• M•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

T••••• M•••••• B••••••

Advisor at I•• W••••• M••••••••• L••

CHICAGO, IL | NAPERVILLE, IL

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Search this name across graphsid dfx:ria:47a79529-723d-b5a7-f16c-d3c53606608d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Feb 27, 2015	n/a	yes	CHICAGO, IL\|NAPERVILLE, IL	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Nov 18, 2005	Mar 17, 2015	no	NAPERVILLE, IL\|NAPERVILLE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	I•• W••••• M••••••••• L••	Mar 17, 2015	Feb 27, 2015	-18	Firm change	Other

Relationships

Registered with (2)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 27, 2015 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 18, 2005 to Mar 17, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47a79529-723d-b5a7-f16c-d3c53606608d
First observed: Nov 18, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.