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Advisor at STRATEGIC ADVISERS LLC
SOUTHAMPTON, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | SOUTHAMPTON, NY | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | May 23, 2022 | Mar 31, 2025 | no | SOUTHAMPTON, NY|MERRIMACK, NH | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 9, 2022 | Mar 20, 2022 | no | Sag Harbor, NY | Previous registration |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Dec 2, 2019 | Apr 30, 2021 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Mar 20, 2022 | May 23, 2022 | 64 | Firm change | Wirehouse to ibd |
| VANGUARD ADVISERS, INC. | J.P. MORGAN SECURITIES LLC | Apr 30, 2021 | Feb 9, 2022 | 285 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:288590:NY:2022-03-20 | Mar 20, 2022 | May 23, 2022 | SAG HARBOR, NY | Firm change |