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Advisor at RIVERCHASE WEALTH MANAGEMENT, LLC
FLOWER MOUND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RIVERCHASE WEALTH MANAGEMENT, LLC | Independent wealth | May 27, 2011 | n/a | yes | FLOWER MOUND, TX | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Sep 17, 2007 | Nov 23, 2010 | no | DALLAS, TX | Previous registration |
| QUEST CAPITAL MANAGEMENT, INC. | Former SEC adviser | Apr 18, 2001 | Nov 30, 2004 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | RIVERCHASE WEALTH MANAGEMENT, LLC | Nov 23, 2010 | May 27, 2011 | 185 | Firm change | Other |
| QUEST CAPITAL MANAGEMENT, INC. | AVANTAX ADVISORY SERVICES | Nov 30, 2004 | Sep 17, 2007 | 1,021 | Firm change after gap | Other |