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Advisor at WELLS FARGO ADVISORS
WOODBURY, NY | Lloyd Neck, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 27, 2021 | n/a | yes | WOODBURY, NY|Lloyd Neck, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 10, 2014 | no | GREAT NECK, NY | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | GREAT NECK, NY | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 12, 2007 | Apr 2, 2007 | no | GREAT NECK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 19, 1985 | Jan 23, 2007 | no | GARDEN CITY, NY|MITCHELL FIELD, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Nov 10, 2014 | Jul 27, 2021 | 2,451 | Firm change after gap | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY DW INC. | Jan 23, 2007 | Jan 12, 2007 | -11 | Firm change | Other |