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R••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

R••• H•••••

Advisor at J••• M••••• S••••••••• L••

Boston, MA | New York, NY

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Search this name across graphsid dfx:ria:47c7c831-a5fe-96e3-5af7-7f1db9d83838

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 11, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Oct 3, 2024	n/a	yes	New York, NY\|Boston, MA	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	May 1, 2017	Aug 20, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	J••• M••••• S••••••••• L••	Aug 20, 2024	Oct 3, 2024	44	Firm change	Ibd to wirehouse
M••••• S••••••	V••••••• A•••••••• I•••	Mar 15, 2017

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Oct 3, 2024 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 1, 2017 to Aug 20, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 11, 2015 to Mar 15, 2017factForm ADV

Dated events

Occurred
Aug 20, 2024
Advisor changed firm
R••• H••••• left V••••••• A•••••••• I••• for J••• M••••• S••••••••• L•• (registered 2024-10-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47c7c831-a5fe-96e3-5af7-7f1db9d83838
First observed: Dec 11, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.