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Advisor at LONGWALL FAMILY OFFICE
WESTPORT, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LONGWALL FAMILY OFFICE | Independent wealth | Apr 5, 2023 | n/a | yes | WESTPORT, CT | Current employment |
| PRAXIA FINANCIAL SERVICES, LLC | Former SEC adviser | Aug 6, 2015 | Apr 25, 2023 | no | GREENWICH, CT|NEW CANNAN, CT | Previous registration |
| DOMINARI SECURITIES LLC | Independent wealth | Jun 27, 2012 | Apr 3, 2015 | no | New York, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 5, 2004 | Jun 11, 2007 | no | NEW HAVEN, CT|WESTPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRAXIA FINANCIAL SERVICES, LLC | LONGWALL FAMILY OFFICE | Apr 25, 2023 | Apr 5, 2023 | -20 | Firm change | RIA to new firm |
| DOMINARI SECURITIES LLC | PRAXIA FINANCIAL SERVICES, LLC | Apr 3, 2015 | Aug 6, 2015 | 125 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | DOMINARI SECURITIES LLC | Jun 11, 2007 | Jun 27, 2012 | 1,843 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 175415:324336:CT:2023-04-25 | Apr 25, 2023 | Apr 5, 2023 | NEW CANNAN, CT | Firm change |