DFX Intelligence

G••• A••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant38 years in industry

G••• A••• T•••••••

Advisor at C•••• C•••• F•••••••• M••••••••• L••

SILVERDALE, WA | Sammamish, WA

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Search this name across graphsid dfx:ria:47d09624-f531-c8cf-8d2d-dfb88d28a756

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C•••• F•••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• C•••• F•••••••• M••••••••• L••	Independent wealth	Nov 29, 2021	n/a	yes	Sammamish, WA\|SILVERDALE, WA	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Nov 6, 2020	Nov 30, 2021	no	SAMMAMISH, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	C•••• C•••• F•••••••• M••••••••• L••	Nov 30, 2021	Nov 29, 2021	-1	Firm change	Ibd to RIA
K•• F•••••••• S•••••••• I••	S••••••••• A•••••• A•••••••• I•••	Nov 6, 2020	Nov 6, 2020

Relationships

Registered with (3)

→ C•••• C•••• F•••••••• M••••••••• L••Registered adviserregistration: current employment
Nov 29, 2021 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 6, 2020 to Nov 30, 2021factForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Feb 26, 2002 to Nov 6, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47d09624-f531-c8cf-8d2d-dfb88d28a756
First observed: Feb 26, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.