DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

OLDFATHER FINANCIAL SERVICES LLC

CRD 112505

KEARNEY, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47d20b5a-ccb5-15b1-22e9-b7bf71d8ffad

Data as of Oct 9, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Jan 24, 2012 to Oct 9, 2025
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $459MItem 5.F on the latest filing (2025-10-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $445M
Private client RAUM: $404MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,125
Individual clients: 358
High net worth clients: 28
SEC number: 801-79439
CIK: 1775530
CRD: 112505
Filings on the tape: 33
First filed: Jan 24, 2012
Latest filed: Oct 9, 2025
Organised: Limited Liability Company, NE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
OLDFATHER, WILLIAM, ALAN	SOLE MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	06/2008	Jan 24, 2012	Feb 15, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 12, 2025	$459M	$445M	5	4	0	n/a	n/a
2023	Feb 15, 2024	$392M	$371M	3	3	0	n/a	n/a
2022	Feb 27, 2023	$346M	$331M	3	3	0	n/a	n/a
2021	Mar 30, 2022	$335M	$324M	3	3	0	n/a	n/a
2020	Jan 19, 2021	$289M	$270M	2	2	0	n/a	n/a
2019	Feb 25, 2020	$242M	$227M	2	2	0	n/a	n/a
2018	Mar 8, 2019	$196M	$189M	2	2	0	n/a	n/a
2017	Jan 22, 2018	$189M	$184M	2	2	0	n/a	n/a
2016	Mar 3, 2017	$153M	$148M	2	2	n/a	n/a	n/a
2015	Feb 22, 2016	$125M	$124M	2	2	n/a	n/a	n/a
2014	Feb 18, 2015	$135M	$135M	1	1	n/a	n/a	n/a
2011	Jan 24, 2012	$61.0M	$61.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$459M	$392M	17.2%	$335M	11.1%	5	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OLDFATHER FINANCIAL SERVICES	4	Feb 24, 2026	Jan 14, 2026	KEARNEY, NE	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (4)

← WILLIAM ALAN OLDFATHERAdvisorregistration: previous registration
May 28, 1994 to Feb 24, 2026factForm ADV
← TROY ALLAN BROCKMEIERAdvisorregistration: previous registration
Apr 20, 2015 to Feb 24, 2026factForm ADV
← Tristan James CrookAdvisorregistration: previous registration
Oct 10, 2024 to Feb 24, 2026factForm ADV
← Brandi HoracekAdvisorregistration: previous registration
Sep 8, 2021 to Feb 24, 2026factForm ADV

Moved with (1)

→ OLDFATHER FINANCIAL SERVICESRegistered adviser4 advisors, firm absorbed, same day
Feb 24, 2026 to Jan 14, 2026factForm ADV

Controls (1)

← OLDFATHER, WILLIAM, ALANOwnerSOLE MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 24, 2012 to Feb 15, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 24, 2026
Firm absorbed
Oldfather Financial Services LLC's advisors moved to Oldfather Financial Services (Kearney, NE): 4 of 4 registered, succession filed, on the same day
Form ADVobserved 4 days ago
4 advisors
Occurred
Dec 15, 2025
Succession filed (Item 4)
Oldfather Financial Services reported succeeding to the business of Oldfather Financial Services Llc (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2014
First Form ADV filing
Oldfather Financial Services Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Mar 2, 2026
Oldfather Financial Services Llc no longer on the SEC adviser roster (last listed 2026-02-02, RAUM $459.0M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47d20b5a-ccb5-15b1-22e9-b7bf71d8ffad
First observed: Jan 24, 2012
Last observed: Oct 9, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OLDFATHER FINANCIAL SERVICES LLC

CRD 112505

KEARNEY, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47d20b5a-ccb5-15b1-22e9-b7bf71d8ffad

Data as of Oct 9, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

OLDFATHER, WILLIAM, ALAN

SOLE MEMBER/CHIEF COMPLIANCE OFFICER

yes

06/2008

Jan 24, 2012

Feb 15, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 12, 2025

$459M

$445M

n/a

2023

Feb 15, 2024

$392M

$371M

n/a

2022

Feb 27, 2023

$346M

$331M

n/a

2021

Mar 30, 2022

$335M

$324M

n/a

2020

Jan 19, 2021

$289M

$270M

n/a

2019

Feb 25, 2020

$242M

$227M

n/a

2018

Mar 8, 2019

$196M

$189M

n/a

2017

Jan 22, 2018

$189M

$184M

n/a

2016

Mar 3, 2017

$153M

$148M

n/a

2015

Feb 22, 2016

$125M

$124M

n/a

2014

Feb 18, 2015

$135M

n/a

2011

Jan 24, 2012

$61.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$459M

$392M

17.2%

$335M

11.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OLDFATHER FINANCIAL SERVICES

Feb 24, 2026

Jan 14, 2026

KEARNEY, NE

Firm absorbed

RIA to RIA

100.0%