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Advisor at MORGAN STANLEY
Clifton, NJ | PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 28, 2018 | n/a | yes | PURCHASE, NY|Clifton, NJ | Current employment |
| BARCLAYS CAPITAL INC. | Former SEC adviser | May 11, 2015 | Dec 28, 2015 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 28, 2009 | May 4, 2015 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | MORGAN STANLEY | Dec 28, 2015 | Aug 28, 2018 | 974 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | BARCLAYS CAPITAL INC. | May 4, 2015 | May 11, 2015 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19714:149777:NY:2015-12-15 | Dec 28, 2015 | Aug 28, 2018 | NEW YORK, NY | Firm change after gap |