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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

SETH ALLEN SILCOCK

Advisor at LPL ENTERPRISE, LLC

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:47e1d18d-9407-3899-4c97-d69334ea2085

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 22, 2011
First registration: Jan 25, 2017
Dual registered: yes, broker-dealer
Other names: SETH ALLEN SILCOCK|Seth Silcock
IAPD individual key: 5987387

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	INDIANAPOLIS, IN	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Apr 24, 2024	Nov 14, 2024	no	Indianapolis, IN	Previous registration
MONON WEALTH MANAGEMENT	Independent wealth	May 8, 2020	Apr 25, 2024	no	CARMEL, IN	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jan 25, 2017	May 29, 2020	no	WESTFIELD, IN\|FISHERS, IN\|CARMEL, IN\|CARMEL, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|WESTFIELD, IN\|INDIANAPOLIS, IN\|GREENWOOD, IN\|INDIANAPOLIS, IN\|GREENWOOD, IN\|INDIANAPOLIS, IN\|GREENWOOD, IN\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
MONON WEALTH MANAGEMENT	PRUCO SECURITIES, LLC	Apr 25, 2024	Apr 24, 2024	-1	Firm change	RIA to ibd
FIFTH THIRD SECURITIES, INC.	MONON WEALTH MANAGEMENT	May 29, 2020	May 8, 2020	-21	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 24, 2024 to Nov 14, 2024factForm ADV
→ MONON WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 8, 2020 to Apr 25, 2024factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Jan 25, 2017 to May 29, 2020factForm ADV

Dated events

Occurred
Apr 25, 2024
Advisor changed firm
Seth Allen Silcock left Monon Wealth Management for Pruco Securities, Llc (registered 2024-04-24)
Form ADVobserved 4 days ago