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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

LEONARD LUDOVICO

Advisor at LPL FINANCIAL LLC

WALL TOWNSHIP, NJ | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:47e33821-d1fb-1e97-0807-247b6fae279e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 13, 1993
First registration: Feb 26, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 2146241

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	WALL TOWNSHIP, NJ\|SAN DIEGO, CA	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Dec 7, 2018	May 15, 2025	no	Wall Township, NJ\|SAN DIEGO, CA	Previous registration
SORRENTO PACIFIC FINANCIAL, LLC	Former SEC adviser	Jun 25, 2014	May 15, 2025	no	TOMS RIVER, NJ\|Villas, NJ\|Mantua, NJ\|Hammonton, NJ\|Linwood, NJ\|Cape May Court House, NJ\|Millville, NJ\|Galloway, NJ\|Vineland, NJ\|Atlantic City, NJ\|Egg Harbor Township, NJ\|Rio Grande, NJ\|Egg Harbor Township, NJ\|Vineland, NJ\|Marmora, NJ\|Margate, NJ\|Cape May, NJ\|Upper Deerfield Township, NJ\|Bridgeton, NJ\|Ocean City, NJ\|Wildwood, NJ\|Linwood, NJ\|Sewell, NJ\|SAN DIEGO, CA\|Wall Township, NJ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 26, 2013	Jun 20, 2014	no	CHERRY HILL, NJ\|OCEAN CITY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
SORRENTO PACIFIC FINANCIAL, LLC	CUSO FINANCIAL SERVICES, L.P.	May 15, 2025	Dec 7, 2018	-2,351	Channel change	Ibd to ibd
PNC WEALTH MANAGEMENT	SORRENTO PACIFIC FINANCIAL, LLC	Jun 20, 2014	Jun 25, 2014	5	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ SORRENTO PACIFIC FINANCIAL, LLCRegistered adviserregistration: previous registration
Jun 25, 2014 to May 15, 2025factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Dec 7, 2018 to May 15, 2025factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 26, 2013 to Jun 20, 2014factForm ADV

Dated events

No dated event names this entity yet.