DFX Intelligence

R•••••• W•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)24 years in industry

R•••••• W•••• B••••••

Advisor at O•••• W•••••• I•••

TOLEDO, OH

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Search this name across graphsid dfx:ria:47e66029-8739-9dda-e911-a7d38c9e7275

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 2, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jul 25, 2025	n/a	yes	TOLEDO, OH	Current employment
V••••• C•••••• P•••••••	Independent wealth	Sep 27, 2016	Dec 31, 2021	no	Sylvania, OH\|ANN ARBOR, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• P•••••••	O•••• W•••••• I•••	Dec 31, 2021	Jul 25, 2025	1,302	Firm change after gap	RIA to ibd
T•••• A•••••••• L••	R•• W••••• A•••••••• L••	Nov 4, 2016	May 1, 2007

Relationships

Registered with (6)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jul 25, 2025 to presentfactForm ADV
→ V••••• C•••••• P•••••••Registered adviserregistration: previous registration
Sep 27, 2016 to Dec 31, 2021factForm ADV
→ T•••• A•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2006 to Nov 4, 2016factForm ADV
→ R•• W••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47e66029-8739-9dda-e911-a7d38c9e7275
First observed: Jan 2, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.