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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

ANDREW COURTICE BAGNALL

Advisor at EMERSON EQUITY LLC

SAN MATEO, CA | SEATTLE, WA

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Search this name across graphsid dfx:ria:47ebac99-e1a4-3943-d10e-edf510d65000

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMERSON EQUITY LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Feb 6, 2001
First registration: Sep 2, 2003
Dual registered: yes, broker-dealer
Other names: ANDREW C BAGNALL
IAPD individual key: 4331728

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMERSON EQUITY LLC	Bd affiliated wealth	Jul 7, 2017	n/a	yes	SAN MATEO, CA\|SEATTLE, WA	Current employment
WESTPARK CAPITAL, INC.	Independent wealth	May 25, 2017	Jul 18, 2017	no	Irvine, CA	Previous registration
FIRST HEARTLAND CONSULTANTS, INC.	Bd affiliated wealth	Jul 6, 2015	May 15, 2017	no	WOODLAND HILLS, CA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 25, 2007	Jul 6, 2015	no	ENCINO, CA\|WOODLAND HILLS, CA\|WOODLAND HILLS, CA	Previous registration
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS	n/a	Sep 2, 2003	May 10, 2007	no	ENCINO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTPARK CAPITAL, INC.	EMERSON EQUITY LLC	Jul 18, 2017	Jul 7, 2017	-11	Firm change	Other
FIRST HEARTLAND CONSULTANTS, INC.	WESTPARK CAPITAL, INC.	May 15, 2017	May 25, 2017	10	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	FIRST HEARTLAND CONSULTANTS, INC.	Jul 6, 2015	Jul 6, 2015	0	Firm change	Other
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS	COMMONWEALTH FINANCIAL NETWORK	May 10, 2007	Apr 25, 2007	-15	Firm change	Other

Relationships

Registered with (5)

→ EMERSON EQUITY LLCRegistered adviserregistration: current employment
Jul 7, 2017 to presentfactForm ADV
→ WESTPARK CAPITAL, INC.Registered adviserregistration: previous registration
May 25, 2017 to Jul 18, 2017factForm ADV
→ FIRST HEARTLAND CONSULTANTS, INC.Registered adviserregistration: previous registration
Jul 6, 2015 to May 15, 2017factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Apr 25, 2007 to Jul 6, 2015factForm ADV
→ HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTSRegistered adviserregistration: previous registration
Sep 2, 2003 to May 10, 2007factForm ADV

Dated events

No dated event names this entity yet.