This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UPSTATE ADVISORS GROUP

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 15, 1990earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

2

Registered states

1

Exams

S63|S66

First exam

Feb 15, 1990

First registration

Oct 25, 2002

Dual registered

yes, broker-dealer

Other names

DAVID VINCIGUERRA|DAVID VINCIQUERRA

IAPD individual key

2010577

• Occurred

  Dec 31, 2024
  Advisor changed firm

  David Vinciguerra left Upstate Advisors Group for Osaic Wealth, Inc. (registered 2024-06-14)

  Form ADVobserved 6 days ago
• Occurred

  Jun 14, 2024
  Advisor changed firm

  David Vinciguerra left Securities America Advisors, Inc. for Upstate Advisors Group (registered 2021-07-27)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:47f58054-8dd8-db93-302c-7ef65651d894

First observed

Oct 25, 2002

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.