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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE MUTUAL FUND STORE

TMFS-MILWAUKEE, LLC, CRD 138243

WAUKESHA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47fe4d52-e0de-8812-4b6d-cc097ca94f20

Data as of Apr 12, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2011 to Apr 12, 2013
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $121MItem 5.F on the latest filing (2013-04-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $121M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 609
SEC number: 801-67946
CRD: 138243
Filings on the tape: 8
First filed: Dec 13, 2011
Latest filed: Apr 12, 2013
Organised: Limited Liability Company, Wisconsin

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BESTGEN, JOSEPH, EUGENE	President	Na	yes	08/2005	Dec 13, 2011	Apr 12, 2013
COLLICOTT, JIMMIE, MARLIN	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT - INVESTMENTS	Na	yes	12/2011	Dec 13, 2011	Apr 12, 2013
TMFS NATIONAL II, LLC	Owner	E	yes	07/2005	Dec 13, 2011	Apr 12, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TMFS-SAN ANTONIO, LLC	n/a	Former SEC adviser	$131M	N	yes	n/a
TMFS-BIRMINGHAM, LLC	n/a	Former SEC adviser	$34.4M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Appleton	Wi	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Feb 19, 2013	$121M	$121M	3	3	n/a	n/a	n/a
2011	Feb 21, 2012	$98.2M	$98.2M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$121M	$98.2M	23.5%	n/a	n/a	3	n/a	n/a	n/a

Relationships

Affiliated with (4)

→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← COLLICOTT, JIMMIE, MARLINOwnerMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT - INVESTMENTS, ownership code NA, individual
Dec 13, 2011 to presentfactForm ADV
← BESTGEN, JOSEPH, EUGENEOwnerPRESIDENT, ownership code NA, individual
Dec 13, 2011 to presentfactForm ADV
← TMFS NATIONAL II, LLCOwnerOWNER, ownership code E, domestic entity
Dec 13, 2011 to presentfactForm ADV

Registered with (6)

← JIMMIE MARLIN COLLICOTTAdvisorregistration: previous registration
Jul 15, 2011 to Jul 1, 2013factForm ADV
← DALE JAY HANSENAdvisorregistration: previous registration
Mar 17, 2009 to Jul 1, 2013factForm ADV
← CRAIG MICHAEL MOTTLAdvisorregistration: previous registration
Oct 5, 2012 to Jul 1, 2013factForm ADV
← Edward C IrwinAdvisorregistration: previous registration
Jul 15, 2011 to Jan 9, 2012factForm ADV
← ERIC ALAN BROWNAdvisorregistration: previous registration
Feb 14, 2006 to Jul 12, 2011factForm ADV
← DAVID CARL MILLSAdvisorregistration: previous registration
Mar 31, 2009 to Jul 12, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47fe4d52-e0de-8812-4b6d-cc097ca94f20
First observed: Dec 13, 2011
Last observed: Apr 12, 2013 163 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MUTUAL FUND STORE

TMFS-MILWAUKEE, LLC, CRD 138243

WAUKESHA, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47fe4d52-e0de-8812-4b6d-cc097ca94f20

Data as of Apr 12, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:22 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BESTGEN, JOSEPH, EUGENE

President

yes

08/2005

Dec 13, 2011

Apr 12, 2013

COLLICOTT, JIMMIE, MARLIN

MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER & SENIOR VICE PRESIDENT - INVESTMENTS

yes

12/2011

Dec 13, 2011

Apr 12, 2013

TMFS NATIONAL II, LLC

Owner

yes

07/2005

Dec 13, 2011

Apr 12, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TMFS-SAN ANTONIO, LLC

n/a

Former SEC adviser

$131M

yes

n/a

TMFS-BIRMINGHAM, LLC

n/a

Former SEC adviser

$34.4M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Appleton

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Feb 19, 2013

$121M

n/a

2011

Feb 21, 2012

$98.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$121M

$98.2M

23.5%

n/a