DFX Intelligence

D•••••• M•••••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

D•••••• M•••••• K••••••••

Advisor at C••••••••• F•••••••• N••••••

WALTHAM, MA | Woburn, MA

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Search this name across graphsid dfx:ria:4802245e-894f-fc8a-a84b-a6557a8861ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Apr 19, 2023	n/a	yes	WALTHAM, MA\|Woburn, MA	Current employment
A••••••••• I•••	Bd affiliated wealth	Aug 23, 2022	Mar 28, 2023	no	Woburn, MA\|CONCORD, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• I•••	C••••••••• F•••••••• N••••••	Mar 28, 2023	Apr 19, 2023	22	Firm change	Ibd to ibd
C••••••••• F•••••••• N••••••	A••••••••• I•••	Jun 6, 2022	Aug 23, 2022

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Aug 21, 2014 to Jun 6, 2022factForm ADV
→ A••••••••• I•••Registered adviserregistration: previous registration
Aug 23, 2022 to Mar 28, 2023factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 27, 2011 to Mar 3, 2014factForm ADV
→ A••• F••••••••Registered adviser

Dated events

Occurred
Mar 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4802245e-894f-fc8a-a84b-a6557a8861ec
First observed: May 14, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.