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N•••••••• J• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

N•••••••• J• S•••••

Advisor at F••••••

BELLEVUE, WA | Bellevue, WA

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Search this name across graphsid dfx:ria:48034c73-fe6a-d738-ff23-a1d1c63f7fca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	State registered	Jun 16, 2023	n/a	yes	BELLEVUE, WA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Oct 1, 2020	n/a	yes	Bellevue, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	C••••••••• F•••••••• N••••••	Oct 1, 2020	Oct 1, 2020	0	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
3866:8032:WA:2020-10-01	Oct 1, 2020	Oct 1, 2020	BELLEVUE, WA	Firm change

Relationships

Registered with (3)

→ F••••••Registered adviserregistration: current employment
Jun 16, 2023 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Oct 1, 2020 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Jan 2, 2020 to Oct 1, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48034c73-fe6a-d738-ff23-a1d1c63f7fca
First observed: Jan 2, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.