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W•••••• T•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

W•••••• T•••• F••••••

Advisor at S••••••• I••••••••• L••

MOUNTAIN VIEW, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 15, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• L••	State registered	Jul 27, 2016	n/a	yes	MOUNTAIN VIEW, AR	Current employment
C•••• • A••••••••• I•••	Bd affiliated wealth	Aug 24, 2006	Feb 24, 2011	no	MOUNTAIN VIEW, AR\|LITTLE ROCK, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• • A••••••••• I•••	S••••••• I••••••••• L••	Feb 24, 2011	Jul 27, 2016	1,980	Firm change after gap	RIA to state RIA
G•••••••• G•••••••• L••	C•••• • A••••••••• I•••	Aug 12, 2005	Aug 24, 2006

Relationships

Registered with (3)

→ S••••••• I••••••••• L••Registered adviserregistration: current employment
Jul 27, 2016 to presentfactForm ADV
→ C•••• • A••••••••• I•••Registered adviserregistration: previous registration
Aug 24, 2006 to Feb 24, 2011factForm ADV
→ G•••••••• G•••••••• L••Registered adviserregistration: previous registration
Apr 15, 1999 to Aug 12, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 15, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.