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Reading the graph
Advisor at MORGAN STANLEY
Tempe, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 5, 2020 | n/a | yes | Tempe, AZ | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 14, 2015 | Nov 26, 2019 | no | Phoenix, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | MORGAN STANLEY | Nov 26, 2019 | Oct 5, 2020 | 314 | Firm change | Ibd to wirehouse |