DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• W••••• C••••••••• G••••
LAS VEGAS, NV | Overland Park, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• W••••• C••••••••• G•••• | Independent wealth | Jul 14, 2023 | n/a | yes | LAS VEGAS, NV|Overland Park, KS | Current employment |
| V• W••••• A••••••• L•• | Former SEC adviser | Aug 27, 2010 | Dec 31, 2023 | no | OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V• W••••• A••••••• L•• | T•• W••••• C••••••••• G•••• | Dec 31, 2023 | Jul 14, 2023 | -170 | Bulk transfer | RIA to RIA |
| M••••• S•••••• | V• W••••• A••••••• L•• | Sep 2, 2010 | Aug 27, 2010 |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Sep 2, 2010 | no | Kansas City, MO | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Nov 1, 1995 | Jun 1, 2009 | no | KANSAS CITY, MO|KANSAS CITY, MO | Previous registration |
| -6 |
| Firm change |
| Other |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |