DFX Intelligence

T•••• A••• J•••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor13 years in industry

T•••• A••• J•••• W•••••••••

Advisor at J••••• M••••••••• S•••• L••

NEW CASTLE, PA | PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:48150d9e-f777-c817-edf2-12bed4558342

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Nov 20, 2023	n/a	yes	NEW CASTLE, PA\|PHILADELPHIA, PA	Current employment
P•••• S••••••••• L••	No RAUM reported	Mar 22, 2017	Nov 13, 2023	no	UNIONTOWN, OH\|MAYFIELD HEIGHTS, OH\|UNIONTOWN, OH\|Canonsburg, PA\|Tallmadge, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	J••••• M••••••••• S•••• L••	Nov 13, 2023	Nov 20, 2023	7	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Nov 20, 2023 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Mar 22, 2017 to Nov 13, 2023factForm ADV

Dated events

Occurred
Nov 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:48150d9e-f777-c817-edf2-12bed4558342
First observed: Mar 22, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.