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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Brenda Renee Haas

Advisor at GREAT AMERICAN ADVISORS, INC.

CINCINNATI, OH

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Search this name across graphsid dfx:ria:481822dd-24f2-9e9e-f276-2a9c2bea4cea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GREAT AMERICAN ADVISORS, INC.
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 13, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 13, 2009
First registration: Jun 26, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 5423175

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GREAT AMERICAN ADVISORS, INC.	Former SEC adviser	Jan 24, 2023	n/a	yes	CINCINNATI, OH	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 29, 2022	Jan 17, 2023	no	CINCINNATI, OH	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Aug 1, 2019	Jul 2, 2020	no	CINCINNATI, OH\|AUSTIN, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 26, 2014	Jun 18, 2019	no	Cincinnati, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	GREAT AMERICAN ADVISORS, INC.	Jan 17, 2023	Jan 24, 2023	7	Firm change	Other
KESTRA ADVISORY SERVICES, LLC	UBS FINANCIAL SERVICES INC.	Jul 2, 2020	Jun 29, 2022	727	Firm change after gap	Ibd to wirehouse
MORGAN STANLEY	KESTRA ADVISORY SERVICES, LLC	Jun 18, 2019	Aug 1, 2019	44	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ GREAT AMERICAN ADVISORS, INC.Registered adviserregistration: current employment
Jan 24, 2023 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 29, 2022 to Jan 17, 2023factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 1, 2019 to Jul 2, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 26, 2014 to Jun 18, 2019factForm ADV

Dated events

Occurred
Jan 17, 2023
Advisor changed firm
Brenda Renee Haas left Ubs Financial Services Inc. for Great American Advisors, Inc. (registered 2023-01-24)
Form ADVobserved 6 days ago