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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Santa Clara, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 1, 2024 | n/a | yes | Santa Clara, CA | Current employment |
| SCF INVESTMENT ADVISORS, INC. | Former SEC adviser | Aug 13, 2014 | Aug 1, 2024 | no | FRESNO, CA|Sunnyvale, CA|SAN DIEGO, CA|SANTA CLARA, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 8, 2007 | Aug 21, 2014 | no | SAN JOSE, CA | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 21, 2002 | Aug 1, 2007 | no | SAN MATEO, CA|LOS GATOS, CA|LOS GATOS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCF INVESTMENT ADVISORS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Aug 1, 2024 | Aug 1, 2024 | 0 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | SCF INVESTMENT ADVISORS, INC. | Aug 21, 2014 | Aug 13, 2014 | -8 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Aug 1, 2007 | Aug 8, 2007 | 7 | Firm change | Other |